Law and Regulation of Investment Management 3rd Edition

Law and Regulation of Investment Management 3rd Edition

By Philip Wood

Book

$576.01* $720.01 RRP Save: $144.00 (20%)

Dispatched from overseas. Estimated delivery 3-6 weeks.


Date: 22/07/2019

Code: 9780414054905

Sweet & Maxwell, UNITED KINGDOM

Available Formats

Format Title Date Code Price
Book International Loans, Bonds, Guarantees and Legal Opinions 3rd Edition 30/06/2019 9780414044692 $554.40 Add to cart
Book Principles of International Insolvency 3rd Edition 22/07/2019 9780414044708 $658.40 Add to cart
Book Set-offs and Netting, Derivatives and Clearing Systems 3rd Edition 24/07/2019 9780414044746 $534.40 Add to cart
Book International Insolvency: Jurisdictional Comparisons 30/06/2019 9780414071476 $618.40 Add to cart
Book Comparative Law of Security Interests and Title Finance 3rd Edition 24/07/2019 9780414044753 $618.40 Add to cart
Book Security Interests and Title Finance: Jurisdictional Comparisons 1st Edition 25/06/2019 9780414071490 $534.40 Add to cart
Book Law and Regulation of Investment Management 3rd Edition 22/07/2019 9780414054905 $576.01 Add to cart
Book Project Finance, Securitisation and Subordinated Debt 3rd Edition 19/07/2019 9780414044722 $534.40 Add to cart
Book Wood: The Regulation of International Finance 2e 19/07/2019 9780414044739 $658.40 Add to cart

Description

Law and Regulation of Investment Management is an essential guide to the legal issues raised by investment management, including the nature of client services relationships, conflicts of interest and corporate governance, custody, contractual matters, and fiduciary duties.

 
  • Provides a complete guide to the law and regulation of investment management
  • Looks at the nature of the client services relationship
  • Considers internal compliance and the ramifications of conflicts of interest and information barriers
  • Examines the legal issues raised by settlement and custody
  • Discusses the fiduciary duties that arise through investment management
  • Looks at the contractual issues of the investment mandate
  • Provides an overview of key US legislation
  • Deals with investment management in the US, France, Germany, Luxembourg, Ireland and Hong Kong
  • Covers specialist areas such as Hedge Funds, closed ended funds, private equity funds
  • Includes analysis of national and international case law
  • Provides commentary and analysis on national and international legislation
 
New to this edition:
  • Examines the new regulatory structure post-MiFID II
  • Considers changes under AIFMD
  • Covers RTS and ITS under SFTR and amendments to related EMIR RTS
  • Includes updated case law

 

Table of Contents

PART 1. THE MANAGEMENT SERVICE
1. Overview of Management Industry
2. Authorisation and Regulation
3. Judgement and Advice
4. The Management Contract
 
PART 2. CLIENTS
5. Overview
6. Legal Nature of the Client Relationship
7. The Regulatory Client
8. Fiduciaries and Conflicts
9. Pensions Clients
 
PART 3. MARKETING FACING
10. Implementation
11. Custody
12. Market Abuse
 
PART 4. PRODUCTS
13. The Investment Portfolio
14. Investment Funds
15. UCITS Regulation
16. Alternative Funds
17. Private Equity Funds & Real Estate
 
PART 5. JURISDICTIONS
18. France
19. Germany
20. USA
21. UA Futures
22. Ireland
23. Luxembourg
24. Hong Kong
 

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